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#	Item
671	SEC Complaint: John W. Femenia, Shawn C. Hegedus, Danielle C. Laurenti, Coram Real Estate Holding, Inc., Goldstar P.S. Inc., Roger A. Williams, Kenneth M. Raby, Frank M. Burgess, James A. Hayes, Maithew J. Musante, Antho Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-05 15:46:49 New York Self-regulatory organizations Securities Exchange Act United States Securities and Exchange Commission United States securities law New York Stock Exchange American Stock Exchange NASDAQ Stock exchange Economy of the United States Economy of New York City New York City
672	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-03 13:35:42 Financial economics New York City United States securities law Financial markets American Stock Exchange Alternext Euronext New York Stock Exchange Financial Industry Regulatory Authority NYSE Euronext Self-regulatory organizations Economy of the United States
673	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEALTR[removed]March 20, 2009 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-03-24 09:11:33 Investment Finance Stock market Self-regulatory organizations Economy of the United States Euronext New York Stock Exchange American Stock Exchange Order NYSE Euronext Financial markets Financial economics
674	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-04-01 13:12:05 NYSE Euronext New York City New York Financial Industry Regulatory Authority American Stock Exchange New York Stock Exchange Securities Exchange Act U.S. Securities and Exchange Commission Euronext Self-regulatory organizations United States securities law Economy of the United States
675	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-02-05 17:53:40 Stock market Financial markets Euronext United States Securities and Exchange Commission Short selling American Stock Exchange Alternext New York Stock Exchange Order NYSE Euronext Financial economics Investment
676	SEC News Digest, December 10, 1975 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-03-25 17:01:45 Finance Security American depositary receipt Morgan Stanley Prospectus Regulation S-K Companies listed on the New York Stock Exchange Investment Financial economics Stock market
677	Microsoft Word - EXHIBIT 5H.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-08-04 09:09:31 Economy of the United States Euronext American Stock Exchange Alternext Board of directors New York Stock Exchange Limited liability company Securities Exchange Act Stock exchange NYSE Euronext Business New York City
678	SR-EDGX[removed]Exhibit 5 Additions are underlined; deletions are in [brackets] Rules of EDGX Exchange, Inc. CHAPTER XIV. SECURITIES TRADED Rule[removed]Unlisted Trading Privileges Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-25 08:06:20 Equity securities Finance Corporate finance American depositary receipt Security Depositary receipt Preferred stock Stock exchange Warrant Financial economics Stock market Investment
679	SEC News Digest, [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-06-20 14:14:16 Investment Merrill Lynch Shearson Lehman Brothers American International Group E. F. Hutton & Co. Companies listed on the New York Stock Exchange Shearson Hammill & Co. Shearson Lehman/American Express Financial services Economy of the United States
680	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-19 17:17:46 Self-regulatory organizations Business Stock market 73rd United States Congress United States Securities and Exchange Commission Securities Exchange Act American Stock Exchange New York Stock Exchange Euronext NYSE Euronext New York City Economy of the United States